-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, bd2umGi6HMRqzUtpdw2CdbX9gcz1k5uUAdzyF1qIDCgt/l97FicEGfoIlba4WunH AufzGgWl9NOrOFUeixsDvw== 0000904103-94-000009.txt : 19940215 0000904103-94-000009.hdr.sgml : 19940215 ACCESSION NUMBER: 0000904103-94-000009 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG CO CENTRAL INDEX KEY: 0000055067 STANDARD INDUSTRIAL CLASSIFICATION: 2040 IRS NUMBER: 380710690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 34 SEC FILE NUMBER: 005-11841 FILM NUMBER: 94506811 BUSINESS ADDRESS: STREET 1: ONE KELLOGG SQ STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016 BUSINESS PHONE: 6169612000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUND GEORGE III CENTRAL INDEX KEY: 0000901644 STANDARD INDUSTRIAL CLASSIFICATION: 0000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1821 UNION STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94123 MAIL ADDRESS: STREET 1: 1821 UNION STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94123 SC 13G/A 1 SCHEDULE 13G, AMENDMENT 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* KELLOGG COMPANY (Name of Issuer) Common Stock (Title of Class of Securities) 487836 10 8 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages SCHEDULE 13G CUSIP NO. 487836 10 8 PAGE 2 OF 4 PAGES 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GEORGE GUND II 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA SOLE VOTING POWER 5 NUMBER OF 112,000 SHARES BENEFICIALLY SHARED VOTING POWER OWNED BY 6 EACH 25,076,200 REPORTING PERSON SOLE DISPOSITIVE POWER WITH 7 -0- SHARED DISPOSITIVE POWER 8 6,967,726 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,188,200 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.1% 12 TYPE OF REPORTING PERSON* IN The filing of this statement shall not be construed as an admission that the reporting person is, for the purposes of Section 13(d) or 13(g) of the Act, the beneficial owner of all of the securities covered by this statement. *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 4 pages Page 3 of 4 pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Under the Securities Exchange Act of 1934 TEXT OF SCHEDULE 13G AMENDMENT NO. 15 Item 1(a). Name of Issuer: Kellogg Company Item 1(b). Address of Issuer's Principal Executive Offices: 235 Porter Street, Battle Creek, Michigan 49106 Item 2(a). Name of Person Filing: George Gund III Item 2(b). Address of Principal Business Office, or, if none, Residence: 1821 Union Street, San Francisco, California 94123 Item 2(c). Citizenship: U.S.A. Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 487836 10 8 Item 3. Not Applicable. Item 4. Ownership: (a) Amount Beneficially Owned: 25,188,200 (b) Percent of Class: 11.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 112,000 (ii) shared power to vote or to direct the vote: 25,076,200** (iii) sole power to dispose or direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 6,967,726** Item 5. Ownership of five percent or less of a class. Not applicable. Item 6. Ownership of more than five percent on behalf of another person. Yes. Society National Bank, as Trustee of certain trusts. Page 4 of 4 pages Item 7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company. Not applicable. Item 8. Identification and classification of members of the group. Not applicable. Item 9. Notice of dissolution of group. Not applicable. Item 10. Certification. Not applicable. The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Sections 13(d) or 13(g) of the Act, the beneficial owner of all of the securities covered by this statement. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. **Note: The number of shares noted in Items 4(c)(ii) and 4(c)(iv) includes 6,291,200 shares held by a nonprofit foundation of which the reporting person is one of six trustees and one of ten members, as to which shares any beneficial ownership is hereby disclaimed. Dated: February 11, 1994 /s/ George Gund III GEORGE GUND III -----END PRIVACY-ENHANCED MESSAGE-----